Superseded by FAL.2/Circ.131-MEPC/Circ.873-MSC/Circ.1586-LEG.2/Circ.3
FAL.2/Circ.127
MEPC.1/Circ.817
MSC.1/Circ.1462
1 July 2013
LIST
OF CERTIFICATES AND DOCUMENTS REQUIRED TO BE CARRIED ON BOARD SHIPS, 2013
1 The Facilitation
Committee, at its thirty-eighth session (8 to 12 April 2013), the Marine
Environment Protection Committee, at its sixty-fifth session (13 to 17 May
2013), and the Maritime Safety Committee, at its ninety-second session (12 to
21 June 2013), approved the List of certificates and documents required to be
carried on board ships, 2013, as set out in the annex.
2 This work was
carried out in accordance with the provisions of section 2 of the annex to the
FAL Convention concerning formalities required of shipowners by public
authorities on the arrival, stay and departure of ships. It is reiterated that
these provisions should not be read as precluding a requirement for the presentation
for inspection by the appropriate authorities of certificates and other
documents carried by the ship pertaining to its registry, measurement, safety,
manning, classification and other related matters.
3 Due to
amendments to relevant instruments since the issuance of
FAL.2/Circ.123-MEPC/Circ.769-MSC/Circ.1409, the list has been revised to take
account of the relevant provisions of the aforementioned amendments.
4 This circular
lists only the certificates and documents that are required under IMO instruments
and it does not include certificates or documents required by other
international organizations or governmental authorities.
5 This circular
should not be used in the context of port State control inspections for which
convention requirements should be referred to.
6 Member
Governments are invited to note the information provided in the annex and take
action as appropriate.
7 This circular
supersedes FAL.2/Circ.123-MEPC/Circ.769-MSC/Circ.1409.
ANNEX
CERTIFICATES
AND DOCUMENTS REQUIRED TO BE CARRIED ON BOARD SHIPS, 2013
(Note: All certificates to be carried on board must be valid and
drawn up in the form corresponding to the model where required by the relevant
international convention or instrument.)
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No.
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Contents |
Reference
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1 |
All
ships to which the referenced convention applies |
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International
Tonnage Certificate (1969) An
International Tonnage Certificate (1969) shall be issued to every ship, the
gross and net tonnage of which have been determined in accordance with the
Convention. |
Tonnage
Convention, article 7 |
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International
Load Line Certificate An
International Load Line Certificate shall be issued under the provisions of
the International Convention on Load Lines, 1966, to every ship which has
been surveyed and marked in accordance with the Convention or the Convention
as modified by the 1988 LL Protocol, as appropriate. |
LL Convention, article 16; 1988
LL Protocol, article 16 |
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International
Load Line Exemption Certificate An
International Load Line Exemption Certificate shall be issued to any ship to
which an exemption has been granted under and in accordance with article 6 of
the Load Line Convention or the Convention as modified by the 1988 LL
Protocol, as appropriate. |
LL Convention,
article 6; 1988
LL Protocol, article 16 |
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Coating
Technical File A
Coating Technical File, containing specifications of the coating system
applied to dedicated seawater ballast tanks in all types of ships and
double-side skin spaces of bulk carriers of 150 m in length and upwards,
record of the shipyard's and shipowner's coating work, detailed criteria for
coating sections, job specifications, inspection, maintenance and repair,
shall be kept on board and maintained throughout the life of the ship. |
SOLAS 1974, regulation II-1/3-2; Performance standard for protective
coatings for dedicated seawater ballast tanks in all types of ships and
double-side skin spaces of bulk carriers (resolution MSC.215(82)) |
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Construction
drawings A
set of as-built construction drawings and other plans showing any subsequent
structural alterations shall be kept on board a ship constructed on or after
1 January 2007. |
SOLAS 1974, regulation
II-1/3-7; MSC/Circ.1135
on As-built construction drawings to be maintained on board the ship and
ashore |
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Ship
Construction File A Ship Construction
File with specific information should be kept on board oil tankers of 150 m
in length and above and bulk carriers of 150 m in length and above,
constructed with single deck, top-side tanks and hopper side tanks in cargo
spaces, excluding ore carriers and combination carriers: .1
for which the building contract is
placed on or after 1 July 2016; .2
in the absence of a building
contract, the keels of which are laid or which are at a similar stage of
construction on or after 1 July 2017; or .3
the delivery of which is on or
after 1 July 2020 shall carry a Ship Construction File containing information
in accordance with regulations and guidelines, and
updated as appropriate throughout the ship's life in order to facilitate safe
operation, maintenance, survey, repair and emergency measures. |
SOLAS 1974, regulation
II-1/3-10; MSC.1/Circ.1343
on Guidelines for the information to be included in a Ship Construction File |
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Stability
information Every
passenger ship regardless of size and every cargo ship of 24 m and over shall
be inclined on completion and the elements of their stability determined. The
master shall be supplied with stability information containing such
information as is necessary to enable him, by rapid and simple procedures, to
obtain accurate guidance as to the stability of the ship under varying
conditions of service to maintain the required intact stability and stability
after damage. For bulk carriers, the information required in a bulk carrier
booklet may be contained in the stability information. |
SOLAS 1974, regulations II-1/5
and II-1/5-1; LL Convention; 1988
LL Protocol, regulation 10 |
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Damage
control plans and booklets On
passenger and cargo ships, there shall be permanently exhibited plans showing
clearly for each deck and hold the boundaries of the watertight compartments,
the openings therein with the means of closure and position of any controls
thereof, and the arrangements for the correction of any list due to flooding.
Booklets containing the aforementioned information shall be made available to
the officers of the ship. |
SOLAS
1974, regulation
II-1/19; |
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Minimum
safe manning document Every
ship to which chapter I of the Convention applies shall be provided with an
appropriate safe manning document or equivalent issued by the Administration
as evidence of the minimum safe manning. |
SOLAS
1974, regulation
V/14.2 |
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Fire
safety training manual A
training manual shall be written in the working language of the ship and
shall be provided in each crew mess room and recreation room or in each crew
cabin. The manual shall contain the instructions and information required in
regulation II-2/15.2.3.4. Part of such information may be provided in the
form of audio-visual aids in lieu of the manual. |
SOLAS
1974, regulation
II-2/15.2.3 |
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Fire
control plan/booklet General
arrangement plans shall be permanently exhibited for the guidance of the
ship's officers, showing clearly for each deck the control stations, the
various fire sections together with particulars of the fire detection and
fire alarm systems and the fire-extinguishing appliances, etc. Alternatively,
at the discretion of the Administration, the aforementioned details may be
set out in a booklet, a copy of which shall be supplied to each officer, and
one copy shall at all times be available on board in an accessible position.
Plans and booklets shall be kept up to date; any alterations shall be recorded
as soon as practicable. A duplicate set of fire control plans or a booklet
containing such plans shall be permanently stored in a prominently marked
weathertight enclosure outside the deckhouse for the assistance of shoreside
fire-fighting personnel. |
SOLAS 1974,
regulations II-2/15.2.4 and II-2/15.3.2 |
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Onboard
training and drills record Fire drills shall be conducted and recorded in accordance with
the provisions of regulations III/19.3 and III/19.5. |
SOLAS
1974, regulation
II-2/15.2.2.5 |
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Fire
safety operational booklet The
fire safety operational booklet shall contain the necessary information and
instructions for the safe operation of the ship and cargo handling operations
in relation to fire safety. The booklet shall be written in the working
language of the ship and be provided in each crew mess room and recreation
room or in each crew cabin. The booklet may be combined with the fire safety
training manuals required in regulation II-2/15.2.3. |
SOLAS
1974, regulation
II-2/16.2 |
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Maintenance
plans The
maintenance plan shall include the necessary information about fire
protection systems and fire-fighting systems and appliances as required under
regulation II-2/14.2.2. For tankers, additional requirements are referred to
in regulation II-2/14.4. |
SOLAS 1974,
regulations II-2/14.2.2 and II-2/14.4 |
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Training
manual The
training manual, which may comprise several volumes, shall contain
instructions and information, in easily understood terms illustrated wherever
possible, on the life-saving appliances provided in the ship and on the best
methods of survival. Any part of such information may be provided in the form
of audio-visual aids in lieu of the manual. |
SOLAS
1974, regulation
III/35 |
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Nautical
charts and nautical publications Nautical
charts and nautical publications for the intended voyage shall be adequate
and up to date. An electronic chart display and information system (ECDIS) is
also accepted as meeting the chart carriage requirements of this subparagraph.
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SOLAS
1974, regulations
V/19.2.1.4 and V/27 |
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International
Code of Signals and a copy of Volume III of IAMSAR Manual All
ships required to carry a radio installation shall carry the International
Code of Signal; all ships shall carry an up-to-date copy of Volume III of the
International Aeronautical and Maritime Search and Rescue (IAMSAR) Manual. |
SOLAS
1974, regulation
V/21 |
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Records
of navigational activities All
ships engaged on international voyages shall keep on board a record of
navigational activities and incidents including drills and pre-departure
tests. When such information is not maintained in the ship's logbook, it
shall be maintained in another form approved by the Administration. |
SOLAS 1974, regulations V/26
and V/28.1 |
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Manoeuvring
booklet The
stopping times, ship headings and distances recorded on trials, together with
the results of trials to determine the ability of ships having multiple
propellers to navigate and manoeuvre with one or more propellers inoperative,
shall be available on board for the use of the master or designated
personnel. |
SOLAS
1974, regulation
II-1/28 |
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Material
Safety Data Sheets (MSDS) Ships
carrying oil or oil fuel, as defined in regulation 1 of annex 1 of the
International Convention for the Prevention of Pollution from Ships, 1973, as
modified by the Protocol of 1978 relating thereto, shall be provided with
material safety data sheets, based on the recommendations developed by the
Organization, prior to the loading of such oil as cargo in bulk or bunkering
of oil fuel. |
SOLAS
1974, regulation
VI/5-1; resolution MSC.286(86)
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AIS
test report The
Automatic Identification System (AIS) shall be subjected to an annual test by
an approved surveyor or an approved testing or servicing facility. A copy of
the test report shall be retained on board and should be in accordance with a
model form set out in the annex to MSC.1/Circ.1252 |
SOLAS
1974, regulation
V/18.9; MSC.1/Circ.1252
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Certificates
for masters, officers or ratings Certificates
for masters, officers or ratings shall be issued to those candidates who, to
the satisfaction of the Administration, meet the requirements for service,
age, medical fitness, training, qualifications and examinations in accordance
with the provisions of the STCW Code annexed to the International Convention
on Standards of Training, Certification and Watchkeeping for Seafarers, 1978.
Formats of certificates are given in section A-I/2 of the STCW Code.
Certificates must be kept available in their original form on board the ships
on which the holder is serving. |
STCW
1978, article VI,
regulation I/2; STCW
Code, section A-I/2 |
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Records
of hours of rest Records of daily hours of rest of seafarers shall be maintained
on board. |
STCW
Code, section
A-VIII/1; Maritime Labour Convention, 2006; Seafarers' Hours of Work and the
Manning of Ships Convention, 1996 (No.180); IMO/ILO Guidelines for the
development of tables of seafarers' shipboard working arrangements and
formats of records of seafarers' hours of work or hours of rest Note:
The Maritime Labour Convention, 2006 shall come into force on 20/08/2013. |
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International
Oil Pollution Prevention Certificate An
international Oil Pollution Prevention Certificate shall be issued, after
survey in accordance with regulation 6 of Annex I of MARPOL, to any oil
tanker of 150 gross tonnage and above and any other ship of 400 gross tonnage
and above which is engaged in voyages to ports or offshore terminals under
the jurisdiction of other Parties to MARPOL. The certificate is supplemented
with a Record of Construction and Equipment for Ships other than Oil Tankers
(Form A) or a Record of Construction and Equipment for Oil Tankers (Form B),
as appropriate. |
MARPOL
Annex I, regulation
7 |
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Oil
Record Book Every
oil tanker of 150 gross tonnage and above and every ship of 400 gross tonnage
and above other than an oil tanker shall be provided with an Oil Record Book,
Part I (Machinery space operations). Every oil tanker of 150 gross tonnage
and above shall also be provided with an Oil Record Book, Part II
(Cargo/ballast operations). |
MARPOL
Annex I,
regulations 17 and 36 |
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Shipboard
Oil Pollution Emergency Plan Every
oil tanker of 150 gross tonnage and above and every ship other than an oil
tanker of 400 gross tonnage and above shall carry on board a Shipboard Oil
Pollution Emergency Plan approved by the Administration. |
MARPOL
Annex I, regulation
37; resolution MEPC.54(32), as
amended by resolution MEPC.86(44)
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International
Sewage Pollution Prevention Certificate An International
Sewage Pollution Prevention Certificate shall be issued, after an initial or
renewal survey in accordance with the provisions of regulation 4 of Annex IV
of MARPOL, to any ship which is required to comply with the provisions of
that Annex and is engaged in voyages to ports or offshore terminals under the
jurisdiction of other Parties to the Convention. |
MARPOL
Annex IV,
regulation 5; |
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Garbage
Management Plan Every
ship of 100 gross tonnage and above and every ship which is certified to
carry 15 persons or more shall carry a garbage management plan which the crew
shall follow. |
MARPOL
Annex V, regulation
10; resolution
MEPC.71(38);
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Garbage
Record Book Every
ship of 400 gross tonnage and above and every ship which is certified to
carry 15 persons or more engaged in voyages to ports or offshore terminals
under the jurisdiction of other Parties to the Convention and every fixed and
floating platform engaged in exploration and exploitation of the seabed shall
be provided with a Garbage Record Book. |
MARPOL
Annex
V, regulation 10 |
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Voyage
data recorder system certificate of compliance The
voyage data recorder system, including all sensors, shall be subjected to an
annual performance test. The test shall be conducted by an approved testing
or servicing facility to verify the accuracy, duration and recoverability of
the recorded data. In addition, tests and inspections shall be conducted to
determine the serviceability of all protective enclosures and devices fitted
to aid location. A copy of the certificate of compliance issued by the
testing facility, stating the date of compliance and the applicable
performance standards, shall be retained on board the ship. |
SOLAS
1974, regulation
V/18.8 |
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Cargo
Securing Manual All
cargoes other than solid and liquid bulk cargoes, cargo units and cargo
transport units, shall be loaded, stowed and secured throughout the voyage in
accordance with the Cargo Securing Manual approved by the Administration. In
ships with ro-ro spaces, as defined in regulation II-2/3.41, all securing of
such cargoes, cargo units and cargo transport units, in accordance with the
Cargo Securing Manual, shall be completed before the ship leaves the berth.
The Cargo Securing Manual is required on all types of ships engaged in the
carriage of all cargoes other than solid and liquid bulk cargoes, which shall
be drawn up to a standard at least equivalent to the guidelines developed by
the Organization. |
SOLAS
1974, regulations
VI/5.6 and VII/5; |
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Document
of Compliance A
document of compliance shall be issued to every company which complies with
the requirements of the ISM Code. A copy of the document shall be kept on
board. |
SOLAS
1974, regulation
IX/4; ISM
Code, paragraph 13 |
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Safety
Management Certificate A
Safety Management Certificate shall be issued to every ship by the Administration
or an organization recognized by the Administration. The Administration or an
organization recognized by it shall, before issuing the Safety Management
Certificate, verify that the company and its shipboard management operate in
accordance with the approved safety management system. |
SOLAS
1974, regulation
IX/4; ISM
Code, paragraph 13 |
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International Ship Security Certificate (ISSC) or
Interim International Ship Security Certificate An
International Ship Security Certificate (ISSC) shall be issued to every ship
by the Administration or an organization recognized by it to verify that the
ship complies with the maritime security provisions of SOLAS chapter XI-2 and
part A of the ISPS Code. An interim ISSC may be issued under the ISPS Code, part
A, section 19.4. |
SOLAS
1974, regulation
XI-2/9.1.1; ISPS
Code, part A, section 19 and appendices. |
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Ship
Security Plan and associated records Each ship shall
carry on board a ship security plan approved by the Administration. The plan
shall make provisions for the three security levels as defined in part A of
the ISPS Code. Records of the following activities addressed in the ship
security plan shall be kept on board for at least the minimum period
specified by the Administration: .1
training, drills and exercises; .2
security threats and security
incidents; .3
breaches of security; .4
changes in security level; .5
communications relating to the
direct security of the ship such as specific threats to the ship or to port
facilities the ship is, or has been, in; .6
internal audits and reviews of
security activities; .7
periodic review of the ship
security assessment; .8
periodic review of the ship
security plan; .9
implementation of any amendments
to the plan; and .10
maintenance, calibration and testing
of any security equipment provided on board, including testing of the ship
security alert system. |
SOLAS 1974, regulation XI-2/9;
ISPS Code. part A, sections 9 and 10 |
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Continuous
Synopsis Record (CSR) Every
ship to which chapter I of the Convention applies shall be issued with a
Continuous Synopsis Record. The Continuous Synopsis Record provides an
onboard record of the history of the ship with respect to the information
recorded therein. |
SOLAS 1974, regulation XI-1/5 |
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International
Anti-fouling System Certificate Ships
of 400 GT and above engaged in international voyages, excluding fixed or
floating platforms, FSUs, and FPSOs, shall be issued after inspection and
survey an international Anti-fouling System Certificate together with a
Record of Anti-fouling Systems. |
AFS Convention,
regulation 2(1) of annex 4 |