FAL.2/Circ.131
LEG.2/Circ.3
19 July 2017
LIST OF CERTIFICATES AND DOCUMENTS REQUIRED TO BE CARRIED ON BOARD
SHIPS, 2017
corrected by
FAL.2/Circ.131/Corr.1
MEPC.1/Circ.873/Corr.1
MSC.1/Circ.1586/Corr.1
LEG.2/Circ.3/Corr.1
adopted on 4 June 2018
1 The Facilitation
Committee, at its forty-first session, the Marine Environment Protection
Committee, at its seventieth session, the Maritime Safety Committee, at its
ninety-seventh session, and the Legal Committee, at its one hundred and fourth
session, approved the List of certificates and documents required to be carried
on board ships, 2017, as set out in the annex.
2 This work was
carried out in accordance with the provisions of section 2 of the annex to the
FAL Convention concerning formalities required of shipowners by public
authorities on the arrival, stay and departure of ships. It is reiterated that
these provisions should not be read as precluding a requirement for the
presentation for inspection by the appropriate authorities of certificates and
other documents carried by the ship pertaining to its registry, measurement,
safety, manning, classification and other related matters.
3 Since the issuance
of FAL.2/Circ.127-MEPC/Circ.817-MSC/Circ.1462,
several instruments addressed in that circular have been amended. New
instruments have been added, including the International Convention for the
Control and Management of Ships Ballast Water and Sediments, 2004 and Nairobi
International Convention on the Removal of Wrecks, 2007. Further, pursuant to a
decision of the Legal Committee taken at its 103rd session, this document is
now also a LEG circular.
4 This circular lists
only the certificates and documents that are required under IMO instruments and
it does not include certificates or documents required by other international
organizations or governmental authorities.
5 This circular
should not be used in the context of port State control inspections for which
convention requirements should be referred to.
6 Member Governments
are invited to note the information provided in the annex and take action as
appropriate.
7 This circular
supersedes FAL.2/Circ.127-MEPC/Circ.817-MSC/Circ.1462.
ANNEX
CERTIFICATES AND DOCUMENTS REQUIRED TO BE CARRIED ON BOARD SHIPS,
2017
(Note: All certificates to
be carried on board must be valid and drawn up in the form corresponding to the
model where required by the relevant international convention or instrument)
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1 |
All
ships to which the referenced convention applies |
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International
Tonnage Certificate (1969) An
International Tonnage Certificate (1969) shall be issued to every ship, the
gross and net tonnage of which have been determined in accordance with the
Convention. |
Tonnage
1969, article 7 |
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International
Load Line Certificate An
International Load Line Certificate shall be issued under the provisions of
the International Convention on Load Lines, 1966, to every ship which has
been surveyed and marked in accordance with the Convention or the Convention
as modified by the 1988 LL Protocol, as appropriate. |
LL
1966, article 16; LL
PROT 1988, article 16 |
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International
Load Line Exemption Certificate An
International Load Line Exemption Certificate shall be issued to any ship to
which an exemption has been granted under and in accordance with article 6 of
the Load Line Convention or the Convention as modified by the 1988 LL
Protocol, as appropriate. |
LL
1966, article 16; LL
PROT 1988, article 16 |
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Exemption
Certificate1 When
an exemption is granted to a ship under and in accordance with the provisions
of SOLAS 1974, a certificate called an Exemption Certificate shall be issued
in addition to the certificates listed above. |
SOLAS
1974, regulation
I/12; SOLAS
PROT 1988, regulation
I/12 |
__________________________
1 SLS.14/Circ.115, Add.1, Add.2 and Add.3 refer
to the issue of exemption certificate.
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Coating
Technical File A
Coating Technical File, containing specifications of the coating system
applied, where applicable, to dedicated seawater ballast tanks in all types
of ships and double-side skin spaces of bulk carriers of 150 m in length and
upwards and cargo oil tanks of crude oil tankers, record of the shipyard's
and shipowner's coating work, detailed criteria for coating sections, job
specifications, inspection, maintenance and repair, shall be kept on board
and maintained throughout the life of the ship. |
SOLAS
1974, regulation
II-1/3-2 and II-1/3-11; resolution
MSC.215(82), as
amended by resolution MSC.341(91)
and MSC.1/Circ.1381;
resolution MSC.288(87)
as modified by circular MSC.1/Circ.1381 and amended by resolution MSC.342(91) |
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Emergency
Towing Procedure All
ships shall be provided with a ship-specific emergency towing procedure. Such
a procedure shall be carried on board the ship for use in emergency
situations and shall be developed based on the guidelines developed by the
Organization. |
SOLAS,
regulation
II-1/3-4; |
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Construction
drawings A
set of as-built construction drawings and other plans showing any subsequent
structural alterations shall be kept on board a ship constructed on or after
1 January 2007. |
SOLAS
1974, regulation
II-1/3-7; |
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Ship
Construction File A
Ship Construction File with specific information should be kept on board oil
tankers of 150 m in length and above and bulk carriers of 150 m in length and
above, constructed with single deck, top-side tanks and hopper side tanks in
cargo spaces, excluding ore carriers and combination carriers: .1 for which the building contract is placed on or after 1 July
2016; .2
in the absence of a building contract, the keels of which are laid or which
are at a similar stage of construction on or after 1 July 2017; or .3
the delivery of which is on or after 1 July 2020 shall carry a Ship
Construction File containing information in accordance with regulations and
guidelines, and
updated as appropriate throughout the ship's life in order to facilitate safe
operation, maintenance, survey, repair and emergency measures. |
SOLAS
1974, regulation
II-1/3-10; MSC.1/Circ.1343
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Noise
Survey Report Applicable
to new ships of 1,600 gross tonnage and above, excluding dynamically
supported crafts, highspeed crafts, fishing vessels, pipe-laying barges,
crane barges, mobile offshore drilling units, pleasure yachts not engaged in
trade, ships of war and troopships, ships not propelled by mechanical means,
pile driving vessels and dredgers. A noise survey report shall always be carried on board and be accessible
for the crew. For
existing ships, refer to section "Other certificates and documents which
are not mandatory Noise Survey Report" (resolution A.468(XII)). |
SOLAS
1974, regulation
II-1/3-12; Noise Code, section 4.3 |
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Stability
information Every
passenger ship regardless of size and every cargo ship of 24 m and over shall
be inclined on completion and the elements of their stability determined. The
master shall be supplied with stability information containing such
information as is necessary to enable him, by rapid and simple procedures, to
obtain accurate guidance as to the stability of the ship under varying
conditions of service to maintain the required intact stability and stability
after damage. For bulk carriers, the information required in a bulk carrier
booklet may be contained in the stability information. |
SOLAS
1974, regulations
II-1/5 and II-1/5-1; LL
1966, regulation 10; LL
Protocol 1988, regulation 10 |
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Damage
control plans and booklets On
passenger and cargo ships, there shall be permanently exhibited plans showing
clearly for each deck and hold the boundaries of the watertight compartments,
the openings therein with the means of closure and position of any controls
thereof, and the arrangements for the correction of any list due to flooding.
Booklets containing the aforementioned information shall be made available to
the officers of the ship. |
SOLAS
1974, regulation
II-1/19; |
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Manoeuvring
booklet The
stopping times, ship headings and distances recorded on trials, together with
the results of trials to determine the ability of ships having multiple
propellers to navigate and manoeuvre with one or more propellers inoperative,
shall be available on board for the use of the master or designated
personnel. |
SOLAS
1974, regulation
II-1/28 |
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Evaluation
of the alternative design and arrangements Where applicable,
a copy of the documentation, as approved by the Administration, indicating
that the alternative design and arrangements comply with this regulation
shall be carried onboard the ship. |
SOLAS
1974, regulations
II-1/55.4.2, II-2/17.4.2, and III/38.4.2 |
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Maintenance
plans The
maintenance plan shall include the necessary information about fire
protection systems and fire-fighting systems and appliances as required by
regulation II-2/14.2.2. For tankers, additional requirements are referred to
in regulation II-2/14.4. For
passenger ships carrying more than 36 Passengers, the maintenance plan should
include low-location lighting and public address system as required by SOLAS
regulation II-2/14.3. |
SOLAS
1974, regulations
II-2/14.2.2, II-2/14.3 and and II-2/14.4 |
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Onboard
training and drills record Fire drills shall be conducted and recorded in accordance with
the provisions of regulations III/19.3 and III/19.5. |
SOLAS
1974, regulation
II-2/15.2.2.5 |
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Fire
safety training manual A
training manual shall be written in the working language of the ship and
shall be provided in each crew mess room and recreation room or in each crew
cabin. The manual shall contain the instructions and information required in
regulation II-2/15.2.3.4. Part of such information may be provided in the
form of audio-visual aids in lieu of the manual. |
SOLAS
1974, regulation
II-2/15.2.3 |
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Fire
control plan/booklet General
arrangement plans shall be permanently exhibited for the guidance of the
ship's officers, showing clearly for each deck the control stations, the
various fire sections together with particulars of the fire detection and
fire alarm systems and the fire-extinguishing appliances, etc. Alternatively,
at the discretion of the Administration, the aforementioned details may be set
out in a booklet, a copy of which shall be supplied to each officer, and one
copy shall at all times be available on board in an accessible position.
Plans and booklets shall be kept up to date; any alterations shall be
recorded as soon as practicable. A duplicate set of fire control plans or a
booklet containing such plans shall be permanently stored in a prominently
marked weathertight enclosure outside the deckhouse for the assistance of
shoreside fire-fighting personnel. |
SOLAS
1974, regulations
II-2/15.2.4 and II-2/15.3.2 |
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Fire
safety operational booklet The
fire safety operational booklet shall contain the necessary information and
instructions for the safe operation of the ship and cargo handling operations
in relation to fire safety. The booklet shall be written in the working
language of the ship and be provided in each crew mess room and recreation
room or in each crew cabin. The booklet may be combined with the fire safety
training manuals required in regulation II-2/15.2.3. |
SOLAS
1974, regulation
II-2/16.2 |
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Operations
manual for helicopter facility Each
helicopter facility, if fitted, shall have an operations manual, including a
description and a checklist of safety precautions, procedures and equipment
requirements. This manual may be part of the ships emergency response
procedures |
SOLAS
1974, regulation
II-2/18.8.1 |
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Statement
of acceptance of the installation of replacement release and retrieval system
to an existing lifeboat For
all ships, no later than the first scheduled dry-docking after 1 July 2014,
but no later than 1 July 2019, lifeboat on-load release mechanisms not
complying with paragraphs 4.4.7.6.4 to 4.4.7.6.6 of the LSA Code shall be
replaced with equipment that complies with the Code. |
SOLAS
1974, regulation III/1.5;
LSA Code, para. 4.4.7.6; MSC.1/Circ.1392/Corr.1
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Muster
list and emergency instructions All
ships shall be provided with muster list and emergency instructions, which
shall comply with the requirements of regulation 37 and be exhibited in
conspicuous places throughout the ship including the navigation bridge,
engine-room and crew accommodation spaces. In the case of passenger ships,
these instructions shall be drawn up in the language(s) required by its flag
State and in the English language. |
SOLAS
1974, regulations
III/8 and III/37 |
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Ship-specific Plans and Procedures for Recovery of Persons from
the Water All
ships shall have ship-specific plans and procedures for recovery of persons
from the water. Ships constructed before 1 July 2014 shall comply with this
requirement by the first periodical or renewal safety equipment survey of the
ship to be carried out after 1 July 2014, whichever comes first. Ro-ro passenger ships which comply with regulation III/26.4
shall be deemed to comply with this regulation. The
Plans and Procedures should be considered as a part of the emergency
preparedness plan required by paragraph 8 of the ISM Code. |
SOLAS
1974 regulation,
III/17-1; resolution
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Training
manual The
training manual, which may comprise several volumes, shall contain
instructions and information, in easily understood terms illustrated wherever
possible, on the life-saving appliances provided in the ship and on the best
methods of survival. Any part of such information may be provided in the form
of audio-visual aids in lieu of the manual. |
SOLAS
1974, regulation
III/35 |
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Radio
record A
record shall be kept, to the satisfaction of the Administration and as
required by the Radio Regulations, of all incidents connected with the
radiocommunication service which appear to be of importance to safety of life
at sea. |
SOLAS
1974, regulation
IV/17 |
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Minimum
safe manning document Every
ship to which chapter I of the Convention applies shall be provided with an
appropriate safe manning document or equivalent issued by the Administration
as evidence of the minimum safe manning. |
SOLAS
1974, regulation
V/14.2 |
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Voyage
data recorder system certificate of compliance The
voyage data recorder system, including all sensors, shall be subjected to an
annual performance test. The test shall be conducted by an approved testing
or servicing facility to verify the accuracy, duration and recoverability of
the recorded data. In addition, tests and inspections shall be conducted to
determine the serviceability of all protective enclosures and devices fitted
to aid location. A copy of the certificate of compliance issued by the
testing facility, stating the date of compliance and the applicable
performance standards, shall be retained on board the ship. |
SOLAS
1974, regulation
V/18.8 |
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AIS
test report The
Automatic Identification System (AIS) shall be subjected to an annual test by
an approved surveyor or an approved testing or servicing facility. A copy of
the test report shall be retained on board and should be in accordance with a
model form set out in the annex to MSC.1/Circ.1252. |
SOLAS
1974, regulation V/18.9; |
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Nautical
charts and nautical publications Nautical
charts and nautical publications for the intended voyage shall be adequate
and up to date. An electronic chart display and information system (ECDIS) is
also accepted as meeting the chart carriage requirements of this
subparagraph. |
SOLAS
1974, regulations
V/19.2.1.4 and V/27 |
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LRIT
conformance test report A
Conformance test report should be issued, on satisfactory completion of a
conformance test, by the Administration or the ASP who conducted the test
acting on behalf of the Administration and should be in accordance with the
model set out in appendix 2 of MSC.1/Circ.1307. |
SOLAS
1974, regulation V/19-1; MSC.1/Circ.1307 |
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International Code of Signals and a copy of Volume III of IAMSAR
Manual All
ships required to carry a radio installation shall carry the International
Code of Signal; all ships shall carry an up-to-date copy of Volume III of the
International Aeronautical and Maritime Search and Rescue (IAMSAR) Manual. |
SOLAS
1974, regulation
V/21 |
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Records
for pilot ladders used for pilot transfer All
pilot ladders used for pilot transfer shall be clearly identified with tags
or other permanent marking so as to enable identification of each appliance
for the purposes of survey, inspection and record keeping. A record shall be
kept on the ship as to the date the identified ladder is placed into service
and any repairs effected. |
SOLAS
1974 regulation
V/23.2.4 |
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Records
of navigational activities All
ships engaged on international voyages shall keep on board a record of
navigational activities and incidents including drills and pre-departure
tests. When such information is not maintained in the ships logbook, it
shall be maintained in another form approved by the Administration.
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SOLAS
1974, regulations V/26
and V/28.1 |
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Cargo
Securing Manual All
cargoes other than solid and liquid bulk cargoes, cargo units and cargo
transport units, shall be loaded, stowed and secured throughout the voyage in
accordance with the Cargo Securing Manual approved by the Administration. In
ships with ro-ro spaces, as defined in regulation II-2/3.41, all securing of
such cargoes, cargo units and cargo transport units, in accordance with the
Cargo Securing Manual, shall be completed before the ship leaves the berth.
The Cargo Securing Manual is required on all types of ships engaged in the
carriage of all cargoes other than solid and liquid bulk cargoes, which shall
be drawn up to a standard at least equivalent to the guidelines developed by
the Organization. |
SOLAS
1974, regulations VI/5.6
and VII/5; MSC.1/Circ.1353/Rev.1
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Material
Safety Data Sheets (MSDS) Ships
carrying oil or oil fuel, as defined in regulation 1 of annex 1 of the
International Convention for the Prevention of Pollution from Ships, 1973, as
modified by the Protocol of 1978 relating thereto, shall be provided with
material safety data sheets, based on the recommendations developed by the
Organization, prior to the loading of such oil as cargo in bulk or bunkering
of oil fuel. |
SOLAS
1974, regulation
VI/5-1; resolution MSC.286(86)
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