Superseded by FAL.2/Circ.131-MEPC/Circ.873-MSC/Circ.1586-LEG.2/Circ.3
FAL.2/Circ.127
MEPC.1/Circ.817
MSC.1/Circ.1462
1 July 2013
LIST OF CERTIFICATES AND DOCUMENTS REQUIRED TO BE CARRIED ON BOARD
SHIPS, 2013
1 The
Facilitation Committee, at its thirty-eighth session (8 to 12 April 2013), the
Marine Environment Protection Committee, at its sixty-fifth session (13 to 17
May 2013), and the Maritime Safety Committee, at its ninety-second session (12
to 21 June 2013), approved the List of certificates and documents required to
be carried on board ships, 2013, as set out in the annex.
2 This
work was carried out in accordance with the provisions of section 2 of the
annex to the FAL Convention concerning formalities required of shipowners by
public authorities on the arrival, stay and departure of ships. It is
reiterated that these provisions should not be read as precluding a requirement
for the presentation for inspection by the appropriate authorities of
certificates and other documents carried by the ship pertaining to its
registry, measurement, safety, manning, classification and other related
matters.
3 Due
to amendments to relevant instruments since the issuance of FAL.2/Circ.123-MEPC/Circ.769-MSC/Circ.1409,
the list has been revised to take account of the relevant provisions of the
aforementioned amendments.
4 This
circular lists only the certificates and documents that are required under IMO
instruments and it does not include certificates or documents required by other
international organizations or governmental authorities.
5 This
circular should not be used in the context of port State control inspections
for which convention requirements should be referred to.
6 Member
Governments are invited to note the information provided in the annex and take
action as appropriate.
7 This
circular supersedes FAL.2/Circ.123-MEPC/Circ.769-MSC/Circ.1409.
ANNEX
CERTIFICATES AND DOCUMENTS REQUIRED TO BE CARRIED ON BOARD SHIPS,
2013
(Note: All certificates to
be carried on board must be valid and drawn up in the form corresponding to the
model where required by the relevant international convention or instrument.)
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No. |
Contents |
Reference |
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1 |
All ships to which the referenced convention applies |
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International Tonnage Certificate (1969) An International Tonnage Certificate (1969) shall be issued to
every ship, the gross and net tonnage of which have been determined in
accordance with the Convention. |
Tonnage Convention, article 7 |
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|
International Load Line Certificate An International Load Line Certificate shall be issued under the
provisions of the International Convention on Load Lines, 1966, to every ship
which has been surveyed and marked in accordance with the Convention or the
Convention as modified by the 1988 LL Protocol, as appropriate. |
LL Convention, article 16; 1988 LL Protocol, article 16 |
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|
International Load Line Exemption Certificate An International Load Line Exemption Certificate shall be issued
to any ship to which an exemption has been granted under and in accordance
with article 6 of the Load Line Convention or the Convention as modified by
the 1988 LL Protocol, as appropriate. |
LL
Convention, article 6; 1988 LL Protocol, article 16 |
|
|
Coating Technical File A Coating Technical File, containing specifications of the
coating system applied to dedicated seawater ballast tanks in all types of
ships and double-side skin spaces of bulk carriers of 150 m in length and
upwards, record of the shipyard's and shipowner's coating work, detailed
criteria for coating sections, job specifications, inspection, maintenance
and repair, shall be kept on board and maintained throughout the life of the
ship. |
SOLAS
1974, regulation II-1/3-2; Performance
standard for protective coatings for dedicated seawater ballast tanks in all
types of ships and double-side skin spaces of bulk carriers (resolution MSC.215(82)) |
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No. |
Contents |
Reference |
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Construction drawings A set of as-built construction drawings and other plans showing
any subsequent structural alterations shall be kept on board a ship
constructed on or after 1 January 2007. |
SOLAS
1974, regulation II-1/3-7; MSC/Circ.1135
on As-built construction drawings to be maintained on board the ship and
ashore |
|
|
Ship Construction File A Ship Construction File with specific information should be
kept on board oil tankers of 150 m in length and above and bulk carriers of 150 m in length and above,
constructed with single deck,
top-side tanks and hopper side tanks in cargo spaces, excluding ore carriers
and combination carriers: .1 for which the building
contract is placed on or after 1 July 2016; .2 in the absence of a
building contract, the keels of which are laid or which are at a similar
stage of construction on or after 1 July 2017; or .3 the delivery of which
is on or after 1 July 2020 shall carry a Ship Construction File containing
information in accordance with regulations and guidelines, and updated as appropriate throughout the ship's life in order
to facilitate safe operation, maintenance, survey, repair and emergency
measures. |
SOLAS
1974, regulation II-1/3-10; MSC.1/Circ.1343
on Guidelines for the information to be included in a Ship Construction File |
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Stability information Every passenger ship regardless of size and every cargo ship of
24 m and over shall be inclined on completion and the elements of their
stability determined. The master shall be supplied with stability information
containing such information as is necessary to enable him, by rapid and
simple procedures, to obtain accurate guidance as to the stability of the
ship under varying conditions of service to maintain the required intact
stability and stability after damage. For bulk carriers, the information
required in a bulk carrier booklet may be contained in the stability
information. |
SOLAS
1974, regulations II-1/5 and II-1/5-1; LL
Convention; 1988
LL Protocol, regulation 10 |
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No. |
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Reference |
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Damage control plans and booklets On passenger and cargo ships, there shall be permanently
exhibited plans showing clearly for each deck and hold the boundaries of the
watertight compartments, the openings therein with the means of closure and
position of any controls thereof, and the arrangements for the correction of
any list due to flooding. Booklets containing the aforementioned information
shall be made available to the officers of the ship. |
SOLAS 1974, regulation II-1/19; |
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Minimum safe manning document Every ship to which chapter I of the Convention applies shall be
provided with an appropriate safe manning document or equivalent issued by
the Administration as evidence of the minimum safe manning. |
SOLAS 1974, regulation V/14.2 |
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Fire safety training manual A training manual shall be written in the working language of
the ship and shall be provided in each crew mess room and recreation room or
in each crew cabin. The manual shall contain the instructions and information
required in regulation II-2/15.2.3.4. Part of such information may be
provided in the form of audio-visual aids in lieu of the manual. |
SOLAS 1974, regulation II-2/15.2.3 |
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Fire control plan/booklet General arrangement plans shall be permanently exhibited for the
guidance of the ship's officers, showing clearly for each deck the control
stations, the various fire sections together with particulars of the fire
detection and fire alarm systems and the fire-extinguishing appliances, etc.
Alternatively, at the discretion of the Administration, the aforementioned
details may be set out in a booklet, a copy of which shall be supplied to
each officer, and one copy shall at all times be available on board in an
accessible position. Plans and booklets shall be kept up to date; any
alterations shall be recorded as soon as practicable. A duplicate set of fire
control plans or a booklet containing such plans shall be permanently stored
in a prominently marked weathertight enclosure outside the deckhouse for the
assistance of shoreside fire-fighting personnel. |
SOLAS 1974,
regulations II-2/15.2.4 and II-2/15.3.2 |
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Onboard training and drills record Fire drills shall be
conducted and recorded in accordance with the provisions of regulations
III/19.3 and III/19.5. |
SOLAS 1974, regulation II-2/15.2.2.5 |
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No. |
Contents |
Reference |
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Fire safety operational booklet The fire safety operational booklet shall contain the necessary
information and instructions for the safe operation of the ship and cargo
handling operations in relation to fire safety. The booklet shall be written
in the working language of the ship and be provided in each crew mess room
and recreation room or in each crew cabin. The booklet may be combined with
the fire safety training manuals required in regulation II-2/15.2.3. |
SOLAS 1974, regulation II-2/16.2 |
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Maintenance plans The maintenance plan shall include the necessary information
about fire protection systems and fire-fighting systems and appliances as
required under regulation II-2/14.2.2. For tankers, additional requirements
are referred to in regulation II-2/14.4. |
SOLAS 1974,
regulations II-2/14.2.2 and II-2/14.4 |
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Training manual The training manual, which may comprise several volumes, shall
contain instructions and information, in easily understood terms illustrated
wherever possible, on the life-saving appliances provided in the ship and on
the best methods of survival. Any part of such information may be provided in
the form of audio-visual aids in lieu of the manual. |
SOLAS 1974, regulation III/35 |
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Nautical charts and nautical publications Nautical charts and nautical publications for the intended
voyage shall be adequate and up to date. An electronic chart display and
information system (ECDIS) is also accepted as meeting the chart carriage
requirements of this subparagraph. |
SOLAS 1974, regulations V/19.2.1.4 and V/27 |
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|
International Code of Signals and a copy of Volume III of IAMSAR
Manual All ships required to carry a radio installation shall carry the
International Code of Signal; all ships shall carry an up-to-date copy of
Volume III of the International Aeronautical and Maritime Search and Rescue
(IAMSAR) Manual. |
SOLAS 1974, regulation V/21 |
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|
Records of navigational activities All ships engaged on international voyages shall keep on board a
record of navigational activities and incidents including drills and
pre-departure tests. When such information is not maintained in the ship's
logbook, it shall be maintained in another form approved by the Administration. |
SOLAS
1974, regulations V/26 and V/28.1 |
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No. |
Contents |
Reference |
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Manoeuvring booklet The stopping times, ship headings and distances recorded on
trials, together with the results of trials to determine the ability of ships
having multiple propellers to navigate and manoeuvre with one or more
propellers inoperative, shall be available on board for the use of the master
or designated personnel. |
SOLAS 1974, regulation II-1/28 |
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Material Safety Data Sheets (MSDS) Ships carrying oil or oil fuel, as defined in regulation 1 of
annex 1 of the International Convention for the Prevention of Pollution from
Ships, 1973, as modified by the Protocol of 1978 relating thereto, shall be
provided with material safety data sheets, based on the recommendations
developed by the Organization, prior to the loading of such oil as cargo in
bulk or bunkering of oil fuel. |
SOLAS 1974, regulation VI/5-1; resolution
MSC.286(86) |
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|
AIS test report The Automatic Identification System (AIS) shall be subjected to
an annual test by an approved surveyor or an approved testing or servicing
facility. A copy of the test report shall be retained on board and should be
in accordance with a model form set out in the annex to MSC.1/Circ.1252 |
SOLAS 1974, regulation V/18.9; |
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Certificates for masters, officers or ratings Certificates for masters, officers or ratings shall be issued to
those candidates who, to the satisfaction of the Administration, meet the
requirements for service, age, medical fitness, training, qualifications and
examinations in accordance with the provisions of the STCW Code annexed to
the International Convention on Standards of Training, Certification and
Watchkeeping for Seafarers, 1978. Formats of certificates are given in section A-I/2 of the STCW
Code. Certificates must be kept available in their original form on board the
ships on which the holder is serving. |
STCW 1978, article VI, regulation I/2; STCW Code, section A-I/2 |
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No. |
Contents |
Reference |
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Records of hours of rest Records of daily hours of rest of seafarers shall be maintained
on board. |
STCW Code, section A-VIII/1; Maritime Labour Convention, 2006; Seafarers' Hours of Work and the Manning of Ships Convention,
1996 (No.180); IMO/ILO Guidelines for the development of tables of seafarers'
shipboard working arrangements and formats of records of seafarers' hours of
work or hours of rest Note: The Maritime Labour Convention, 2006 shall come into force
on 20/08/2013. |
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International Oil Pollution Prevention Certificate An international Oil Pollution Prevention Certificate shall be
issued, after survey in accordance with regulation 6 of Annex I of MARPOL, to
any oil tanker of 150 gross tonnage and above and any other ship of 400 gross
tonnage and above which is engaged in voyages to ports or offshore terminals
under the jurisdiction of other Parties to MARPOL. The certificate is
supplemented with a Record of Construction and Equipment for Ships other than
Oil Tankers (Form A) or a Record of Construction and Equipment for Oil
Tankers (Form B), as appropriate. |
MARPOL Annex I, regulation 7 |
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Oil Record Book Every oil tanker of 150 gross tonnage and above and every ship
of 400 gross tonnage and above other than an oil tanker shall be provided
with an Oil Record Book, Part I (Machinery space operations). Every oil
tanker of 150 gross tonnage and above shall also be provided with an Oil
Record Book, Part II (Cargo/ballast operations). |
MARPOL Annex I, regulations 17 and 36 |
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No. |
Contents |
Reference |
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Shipboard Oil Pollution Emergency Plan Every oil tanker of 150 gross tonnage and above and every ship
other than an oil tanker of 400 gross tonnage and above shall carry on board
a Shipboard Oil Pollution Emergency Plan approved by the Administration. |
MARPOL Annex I, regulation 37; resolution MEPC.54(32),
as amended by resolution MEPC.86(44)
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International
Sewage Pollution Prevention Certificate An
International Sewage Pollution Prevention Certificate shall be issued, after
an initial or renewal survey in accordance with the provisions of regulation
4 of Annex IV of MARPOL, to any ship which is required to comply with the
provisions of that Annex and is engaged in voyages to ports or offshore
terminals under the jurisdiction of other Parties to the Convention. |
MARPOL Annex IV, regulation 5; |
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Garbage Management Plan Every ship of 100 gross tonnage and above and every ship which
is certified to carry 15 persons or more shall carry a garbage management
plan which the crew shall follow. |
MARPOL Annex V, regulation 10; resolution MEPC.71(38);
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Garbage Record Book Every ship of 400 gross tonnage and above and every ship which
is certified to carry 15 persons or more engaged in voyages to ports or
offshore terminals under the jurisdiction of other Parties to the Convention
and every fixed and floating platform engaged in exploration and exploitation
of the seabed shall be provided with a Garbage Record Book. |
MARPOL Annex V, regulation 10 |
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Voyage data recorder system certificate of compliance The voyage data recorder system, including all sensors, shall be
subjected to an annual performance test. The test shall be conducted by an
approved testing or servicing facility to verify the accuracy, duration and
recoverability of the recorded data. In addition, tests and inspections shall
be conducted to determine the serviceability of all protective enclosures and
devices fitted to aid location. A copy of the certificate of compliance
issued by the testing facility, stating the date of compliance and the
applicable performance standards, shall be retained on board the ship. |
SOLAS 1974, regulation V/18.8 |
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No. |
Contents |
Reference |
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Cargo Securing Manual All cargoes other than solid and liquid bulk cargoes, cargo
units and cargo transport units, shall be loaded, stowed and secured
throughout the voyage in accordance with the Cargo Securing Manual approved
by the Administration. In ships with ro-ro spaces, as defined in regulation
II-2/3.41, all securing of such cargoes, cargo units and cargo transport
units, in accordance with the Cargo Securing Manual, shall be completed
before the ship leaves the berth. The Cargo Securing Manual is required on
all types of ships engaged in the carriage of all cargoes other than solid
and liquid bulk cargoes, which shall be drawn up to a standard at least
equivalent to the guidelines developed by the Organization. |
SOLAS 1974, regulations VI/5.6 and VII/5; |
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Document of Compliance A document of compliance shall be issued to every company which
complies with the requirements of the ISM Code. A copy of the document shall
be kept on board. |
SOLAS 1974, regulation IX/4; ISM Code, paragraph 13 |
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Safety Management Certificate A Safety Management Certificate shall be issued to every ship by
the Administration or an organization recognized by the Administration. The
Administration or an organization recognized by it shall, before issuing the
Safety Management Certificate, verify that the company and its shipboard
management operate in accordance with the approved safety management system. |
SOLAS 1974, regulation IX/4; ISM Code, paragraph 13 |
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International Ship
Security Certificate (ISSC) or
Interim International Ship Security Certificate An International Ship Security Certificate (ISSC) shall be
issued to every ship by the Administration or an organization recognized by
it to verify that the ship complies with the maritime security provisions of
SOLAS chapter XI-2 and part A of the ISPS Code. An interim ISSC may be issued
under the ISPS Code, part A, section 19.4. |
SOLAS 1974, regulation XI-2/9.1.1; ISPS Code, part A, section 19 and appendices. |
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No. |
Contents |
Reference |
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Ship
Security Plan and associated records Each
ship shall carry on board a ship security plan approved by the
Administration. The plan shall make provisions for the three security levels
as defined in part A of the ISPS Code. Records of the following activities
addressed in the ship security plan shall be kept on board for at least the
minimum period specified by the Administration: .1 training, drills and exercises; .2 security threats and security incidents; .3 breaches of security; .4 changes in security level; .5 communications
relating to the direct security of the ship such as specific threats to the
ship or to port facilities the ship is, or has been, in; .6 internal audits and
reviews of security activities; .7 periodic review of the
ship security assessment; .8 periodic review of the
ship security plan; .9 implementation of any
amendments to the plan; and .10 maintenance, calibration and testing of any security
equipment provided on board, including testing of the ship security alert
system. |
SOLAS
1974, regulation XI-2/9; ISPS
Code. part A, sections 9 and 10 |
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Continuous Synopsis Record (CSR) Every
ship to which chapter I of the Convention applies shall be issued with a
Continuous Synopsis Record. The Continuous Synopsis Record provides an
onboard record of the history of the ship with respect to the information
recorded therein. |
SOLAS
1974, regulation XI-1/5 |
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International Anti-fouling System Certificate Ships of 400 GT and above engaged in international voyages,
excluding fixed or floating platforms, FSUs, and FPSOs, shall be issued after
inspection and survey an international Anti-fouling System Certificate
together with a Record of Anti-fouling Systems. |
AFS
Convention, regulation 2(1) of annex 4 |